ORGANIZING FOR SUCCESS
Emphasizing the value of independent initiative in
operation continuity and problem solving
16 October 2005

 

Abstract:  The steps to critical mission planning are outlined here as an operation checklist and guide to planning. The listing is based on the principle of training for the institution of innovative independent action and the taking of responsibility at all levels of an organization or mission. The planning and training for initiative taking strengthens a system's ability to respond and take independent action when faced with a novel situation for which planning provides no solution, or when communication has been lost, or events on the ground are moving too fast for effective communication and response. The following provides a guide for decision making, a basis for a disaster recovery plan (DRP) or a business continuity plan (BCP) or any operation where overall success is more important than getting in and returning with the flag regardless of the consequences.

 

Note: This paper is not meant to be definitive and should be treated only as a preliminary outline for action

 

The following is relevant to any critical field operation as well as for group organization or for creating systems or products for clients.  The terminology may be different but the conceptual framework is relevant to each of these fields and other instances in which some control is exercised over the outcome of events whether it is on the individual or group level.

 

 

 

The major causes of failure   

Aside from lack of timing, inadequacy of supplies or access, inadequate planning, inadequate data gathered on current condition of environment within which mission is to be accomplished,

and a thousand other variables, the major causes of failure are: 

    Predetermination of approach before all goals set, data are gathered

    Rigidity or inflexibility of approach precluding considering the reality on the ground

    Grandstanding by leader or manager attempting to always take center stage

    Inadequate division of labor causing overload on particular personnel

    Inadequate or blocked access to decision makers with timely data

       relating to changes in the situation 

    Inadequate access to innovative or alternative ways to accomplish mission

    Inadequate support made available to team members

    Inadequate provision for initiative and self determination on the

      action level when communication to central command is severed

      or before effective communication and active response established

 

 

 

 

Initiation of independent action

Something which we do not want to think about is the loss of leadership at the top. However this is always a possibility and until the chain of command can be reinstated there is a gap which if left unfilled by action on the ground may lead to greater loss, suffering and perhaps even defeat.

Any organization must be set up and trained so that in the absence of leadership from the top, the lower echelons, and the personnel on the ground can take responsibility and initiate appropriate action. This requires additional training and an atmosphere which is not usually present in many bureaucratic or highly organized systems. Training and rewards for taking the initiative and the assumption of responsibility for a bottom up or horizontal command capability provides a system with increased latitude and power. Any system instituting this concept throughout an organization would be far stronger and capable of handling any mission whether

it be a disaster or regular operation either within or separated from the normal chain of

command. Such a system will also often benefit from increased innovation in handling situations for which there has been no specific preparation (7).

 

    What happens when independent initiative is not available as an option?

        Level of training

            Units and different levels of the command structure are less trained and prepared for

                novel situations and are less prepared in general even for their own part in the

                mission

           Training for initiative and responsibility leads to novel solutions which can be

               incorporated into the overall advancement of the mission

        Advancement of mission

            Units focus only on their own segment in a mission without a broader view which could

            enable more understanding and flexibility to perform

        Continuity 

            When faced with communication lapses for whatever reason, action which may be

            critical to the overall mission is delayed when confronting a new situation or

            threat

        Morale

            Morale is lower when units or individuals are not empowered 

            Preparation for initiative and leadership in small arenas give greater sense of

              responsibility and pride in unit accomplishments

       

 

    Training would include:

        Set of expectations delineating assumption of initiative and responsibility bounded by  

          certain limitations

        Leadership and overall command responsibilities

        Training for effective cooperation between unit members

        Innovation and problem solving techniques

        Multi-tasking in a number of central and crucial possible situations to be encountered      

        Training in identification of signs of possible problems within the teams, the mission

          and within the environment

        Training in future ideation – consequence timelines, and interaction juxtaposition

          (how elements should work together)

        Broad training in information access

        Training in communication (making sure that everyone knows how to operate the

         available technology and lines of access)

        Knowledge of logistics at each level and access to supply chains

        Coordination with other groups involved to avoid overlap and interference

        Arena available materials identification, location of and use of instead of waiting for

          outside supply

        Flexibility management and adaptation

        Use of local knowledge and information from the field in forming decisions and operational

           strategy    

        Understanding of specific arena characteristics to obtain seamless operational efficiency

        Training which will develop the basis for mature judgment through experience   

        Effective run through of situations so that each member of the team can see the overall

          picture and how everything interacts

        Advance planning and execution based on foreseen future requirements

 

    Negative aspects which need to be countered are:

        Lack of training

        Lack of information

        Lack of resources

        Incorrect timing

        Lack of integration with other efforts being pursued in the arena

   

    Instituted when:

        The use of independent action is normally part of any organization when the type of action

           taken is within a narrow scope of activity or will have relatively little ramification on the

           total mission.

        A structure is federated and little emphasis has been placed on chains of command, rules

           of action, or when the details of action are in principle left to the lower echelons.

        When independent action is dictated by the emergencies of the situation and there is

          no response from higher levels, or response is not forthcoming within the time frame, or

          response is ineffective given the situation faced on the ground.

        Independent, innovative action and the taking of responsibility has been built into the

           system and is expected.

 

    This paper focuses on the 3rd and 4th situations and provides a basis for the training,

    instituting of rewards for independent and innovative action.

 

Stages of Critical Mission Planning

 

    Basically, all of the steps covered here must to some degree be part of any operation or

    response. The important first step is to identify the different stages and to assess their 

    timeline, overlap, and each stage's contributory influences to other stages. Many stages

    may in fact overlap in time, material usage, and influence. The most critical job will be to

    keep them running concurrently without interference between segments which could

    compromise the mission.

 

Preplanning

    This is the stage of developing the goals dictated by the problems or desires which must be 

    solved or fulfilled. It is the period of reconnaissance in which as much as possible is learned

    about the possibilities, the 'lay of the land' and the collection of all data which will be used to

    understand the situation within which the mission will be conducted. At this stage

    documentation is started which will last throughout the project.

Planning

    This is the stage in which goals will be linked to all of the possibilities and directions

    necessary to their attainment within different possible settings and resource availability

    including timing and integration.

Preparation

    This stage places flesh on the bones of the structure created during planning. All materials,       

    and resources or capabilities for resource delivery are completed.  All operations will be

    realized in terms of their requirements prior to the actual execution of the plan.

Execution

    This is the realization stage of the plan in which any gaps in the previous stages are

    discovered and must be filled in real time. This stage is the one in which not being prepared

    can easily lead to disaster. This is also the stage in which innovation, and necessity of taking

    new roads for which there is no preparation needs to be taken.

Recovery

    This stage runs throughout the execution and afterwards to repair, adjust, and reassess 

    enabling continuation of the operation and the next phase.

Wrap-up

    Wind down of all actions, protection of all resources, assessment of all attainments and their

    meaning for the continuation of and continuity of the organization in the present and the

    preparation for the next operation.

Aftermath

    This stage is all too often in actuality a new operation in its own right which should be

     executed according to all of the stages. It is the result planned for but it is often not at all

     what was envisioned. Therefore, in most instances, the preparation for the aftermath must

     be scrapped and a new set of rules and procedures instituted to fit the realities of the

     actual situation.

Review, evaluation and critique

    This stage provides understanding to the degree possible of what occurred and an

    assessment of what were successes and failures.  This phase is critical for future operations

    and must not be overlooked or minimized. At this phase it is very important to have outside

    bodies participate in the assessment and to accomplish an independent review and

    critique.  

 

 

The following are details of the above stages and are applicable to all situations from individual actions to group endeavors.

 

Preplanning

    Documentation

        Logs, databases, forms, questionnaires, observers, transcribers initiated which will run

        throughout all phases of the mission

    Goals

        Setting of overall goal/sub-goals/possible alternative goals

        Think, plan and provide globally before devising the intricacies of any operations. Global 

           definitions will enter into every small part of an operation.

        Devise different global views - an incorrect or flawed global view will necessarily lead to        

          disaster at some level if not to the total operation and its outcomes.

    Analysis of goal fulfillment

        Be sure of the reasons for the goals you have set

        What will be the effect of these goals if realized?

        What would be the effect should different goals be set?

        What would be the effects of failure on the group?

    Information 

        Before you do anything, find out all you can about the thing you are about to do.

        Be able to navigate within the area. This may mean linguistically through the use of

           interpreters, understanding of the protocols, prejudices, traditions, worldview of different      

           segments of the population or group concerned

    History

        Learn the history of those who will be involved and how your plan will impact them

        and how this will effect the mission

    Playing field

        Study and know the area within which the plan will be realized, its parameters, obstacles,

           the rules by which the plan will be unfolded and the way in which the participants will

           interact

        Determine the parameters of movement

    Other players

        Study the other participants and what they bring to the interaction

    General environment

        Environmental parameters which will aid or hinder progress

    Within arena resources potentially needed which are already present and available

        Available tools, materials, people, skills available within the arena or the population

    Obstacles

        Major obstacles to overcome and potential solutions

    Previous attempts to accomplish mission by self or others

        Successes and failures of past attempts

        Available resources to obtain historical data

        Analysis of historical data

        Determine what is available or not available now

           as opposed to previous attempts

        Find historical incidents similar to the operation planned and learn by example.

        Look at a number of well known and documented incidents either

          related or unrelated) which succeeded or which went wrong and assess the reasons

          for the successes or failures and what could have been done or avoided.

    Risk assessment

        Identify all possible risks – natural and manmade which may enter into any response

           pattern.

        Always factor in the presence of outside and potentially disruptive elements - those which 

           can be foreseen and those which may be totally fortuitous and unpredicted. 

    Basic organizational structure

         Units and chain of command should be clarified and known to all taking part in the mission

    Basic funds and resources needed

        The basic needs for each stage, the potential sources and methods of commitment and

        timing of delivery

    Time sequencing

        Set the basic time sequencing of operations to accomplish task

    Resources available including personnel

        Basic skills available which will be needed to accomplish mission

        Skills and resources within group

        Skills and resources from suppliers and other resources

    Other potential groups or individuals who may be called in to perform central support

    or auxiliary functions

        Delineation of the involvement of personnel and support groups, when, where, and how

        much

    Basic communications and structure

        Communications available and potentially useful or critical to the operation

    Types of analysis and monitoring needed

        Initial analysis

          Obtain the opinions of others (participants, analysts, experts) on the     

          general outline and on different parts of the planned operation.

 

 

Planning

    General rules of planning

        Generate a spirit of improvisation and willingness to take responsibility in performing    

           independent action suited to the exigencies confronted on the front line of any

           operation.

       Decentralization increases the opportunities for success

       Never rely solely on your own view of events, or those of close advisors or players.

         Most mistakes have been due to not taking outside and conflicting points of view

           into consideration. And never attempt to plan or execute a plan on the sole advice of

           yourself.

        Never assume what the other party is thinking, their capability, predisposition or ability

           to perform. Keep in mind that the other actors taking part in the operation may have a

           totally different view of the situation and will themselves have factored in their own

           security and protection.

        Provide measures which will create the least negative effects should something go wrong.

        Preplan methods of ameliorating negative fallout or consequences

    Methods

        Deal with planning and scheduling problems related to options available for

            each task and the consequences of each action to determine the

            most practical and goal effective methods

        Always factor in pullout, shutdown, abort possibilities and methods for accomplishing

            with least disruption. This often entails greater preplanning than the planning of the

            operation itself.

        Generate methods for handling unexpected events

    Operations in obtaining goal

        Determination of what operations are needed to succeed

        Determine areas of flexibility – what is flexible and what is not in terms of tasks, time

            line, resource availability

        Methods of handling and analyzing alternative suggestions and innovations

        Establishing boundaries for the fulfillment of tasks

        Establishing rules and methods for cooperation, engagement, retreat, and re-planning

    Scheduling, timing and intersection

        Timing and integration is critical at all levels

        Determination of time line for each action and how it interacts with all other actions

         involved in the operation and in the environment

    Testing

        Modeling and dry runs to determine probable success

           Create a limited mission with few elements and game play with group of players to

              discover what is needed, when, and how much.

           Work through scenarios in which planned elements are changed to review the

              changes created in the operation and the outcome.

           Assess all possibilities so that there is no possible room for surprises

        Always answer the questions what, what, what if, when, why, where, how and how much

             as a rule of thumb.

        Assess the consequences of each action to determine the most practical and goal effective

        Push each operation to its logical conclusion and in some cases illogical fallout and

           consequences

        Test all modalities of mission critical equipment and functioning

    Chain of command and division of labor

        Determination of lines of command or responsibility

        Determination of who does what and in what circumstances

        Determination of backup for every critical position

    Backups and redundancy

       Redundancy measures for critical functions

       Recovery modes for errors in task completion

       Backups for each role or function

       Have backup plans or capabilities for each operation

       Prepare for backups, re-supply and re-delivery, including possible substitutes, alternative

          means and routes of all expendables.

   Overcoming barriers

       Delineation of barriers which will impede progress

         and methods for overcoming

       Create what if…? For every possible occurrence to determine what to do given

         different types of circumstances

    Rules of engagement

        Delineation of basic rules of conduct and accountability

    Support networks and resources

        Support networks established for each position and task

        Establish rules of communication

    Provision of outside help in emergencies

        Establishing parameters for cooperation from within the arena itself

        On call facility and resources providers

         Provision for cooperation from outside groups even in some cases competitors    

    Analysis methods of ongoing events

        Provide for constant analysis of situational variables, progress and future possibilities

          based on changes which are continually fed into the operations as they proceed.

    Security and protection

        Factor in security and protection of all members as well as those tangentially affected.

        Prepare alternative means of protection given any contingency.

        Brainstorm all possible scenarios where protection or security may be necessary.

    Response protocols and rules

        Develop specific responses for all risks identified and

          general response protocol which will prepare for unexpected risks

    Accountability

        Methods of accountability and follow-up

        Public accountability    

        Methods and rules for disclosure

        Rules, types and methods for public relations

    Consequences and outcomes

        Factor in how the operation and its outcomes will effect other operations, players, social

          and political bodies.

        Re-plan sequences after each unforeseen change in the conduct of an operation.

    Aftermath

        Plan for aftermath and all possible consequences

        Plan meticulously for aftermath - all possible scenarios including those not envisioned.

        In many cases the aftermath takes more planning and has greater consequences

          than the operation itself.

 

 

 

Preparation

This is the stage of logistics and training - the obtaining and positioning of materials and

players towards the stage of execution. During this stage a great deal of flexibility and re-planning must take place based on the availability of resources, capabilities of storage and positioning and arranging for the timing of receipt and planned use of resources. 

 

This is the stage in which planning is finalized based on the availability and positioning of resources and the capabilities of personnel. Finalization must be created through in-depth analysis of all measurable factors involved.

 

    Resources

        Assess supply needs, acquisition, arrangement for storage and delivery at 

           appropriate times

        Assess the capabilities of your team(s) and your own capabilities.

        Always have sufficient players to fulfill all parts of the operation in terms of knowledge,

          capability and training

    Training

        Training and overall preparation of all personnel 

        Mock play through, rehearsal, and simulation in real time or computer modeling

           for purposes of training, and determination of gaps in knowledge, capabilities and

           interaction with other team members and other teams

        Multiple role training so that any individual can take over and fulfill a   

          number of different positions.

        Training, information and written protocols which can be accessed in an emergency

    Testing and evaluation

        Run-through and testing of the different operation options to identify gaps and

          areas needing further training or change in modality

        Testing of personnel in terms of capability to perform within the context of the tam and

          operation

        Testing and finalization of procurement and delivery of all needed

          materials

        Equipment, training, knowledge of theater of operation

        Training for optimum use of encounters with competitors, friendlies, or hostiles.

        Checking of communications and alternatives available

    Interaction analysis

        Cohesion of teams and clarification of points of possible friction

    What if? analysis

       What if?' planning so that all possibilities of changes in scenarios of planned action

         due to probable, improbable and unexpected factors will be covered

    Identification

        Identification of areas which are incomplete, lacking, or might produce problems in actual

          interaction in theater of operation.

        Identification of environmental variables (supplies, availabilities of material from previous

          actions, reuse of equipment, possible replication) which can be used to advantage thus 

          reducing the reliance on centralized procurement and delivery

        Identification and accounting of real time action variables (juxtaposition of forces, tradeoffs,

          cross actions, turning points and  changes in requirements in supplies, types of material

          needed, changes in rules of conduct,  changes in form of engagement)

    Psychological factors involved

        Establish the morale, knowledge and acceptance of goal and reasons for the action.   

        Establish an atmosphere for innovation, independent action and responsibility where

        action must be taken and there is lack of communication or clear guidelines to action.

    Integration

        Integrate plans into wider area plans which are in place by other agencies or entities.

        Integration and early warning systems should interact to provide feedback and support.

        Set priorities for each agenda: action, protection, response, preservation, recovery

          In the event of an emergency or during any operation is will not always be possible to

          complete all functions – which are the most valuable or necessary for continuance and

          continuity (some are not necessarily recognizable as such).   

        Review operations in relation to timing, communication, supply, chains of command

        Evaluate condition and characteristics of all environmental, social and physical factors

          which could impact on the operation.

        Develop a check list for updates on any changes which need to be considered.

    Checking security

        Checking and enhancement of security of operation on all levels

        Checking and enhancement of the safety of personal including protection systems for each

          entity – personnel, material, communication, resources. Each grouping needs a

          specialized protection system which includes protection against known dangers as well as

          protocols covering any unknown or unexpected danger. This should also include the

          development of maintenance procedures which will reduce long term problems

    Monitoring capabilities

       Special provision for real time monitoring using different modalities with backups and

         redundancies.

       Develop listing of telltale signs of problems, how to recognize them, and what to do when

         they occur.

    Maintenance and updating

        Maintenance schedules should be set for all renewable factors in the mission

        Procedures for updating all equipment, programs, communication should be instituted

 

 

Execution

    This is self explanatory – or is it?  There are a number of indicators which test the degree to

    which the preceding stages were accomplished successfully or not if any of the items below

    are not fulfilled or actively in place

     Early warning

        Provide an effective early warning system which will reach 90+% of those effected

        Provide for a way to monitor the receipt of the warning and action related to it

        Follow up with a sustained and effective means of dealing with the effects of the

            warning

        Provide for the capability of effective response to the early warning. In many cases this may

            be one of the more difficult parts of a mission.  

     Monitoring

        It is during this stage that several types of monitoring must be in place:

        Monitoring of all functions which will enable identification of environmental,          

           personnel and resource availability and interaction and sufficiency for mission

           continuity in real time and to provide for review and critiques at later stages.

        Monitoring of scheduling, delivery and sufficiency of supplies, sufficiency of personnel,
            success and failures of each operation toward each sub-goal and the overall goal of

            the mission

        There must be clear indications and measurable indices of each of the above to enable

            effective decision making, indices which can signal advancement, retreat, abort

            sequences, or changing of the goals within the mission given real time necessities.

        Constantly assess the resources available in the theater of action (already in the arena,        

            available through conventional resources, available as an outcome of the action itself)      

    Concurrent analysis

        Concurrent analysis during active phases of the operation

           Possible error analysis: Correction and decision making based on analysis of all things

             which can go wrong given the actual operation on the ground

           Flow diagrams of operation in progress to assess next steps given environmental,

             personnel, interaction, equipment vectors

           Real time feedback from different vantage points, and different modalities

           Real time updating of those carrying out the operation

    Provision for containment

        Identification of the need for containment

        Parameters of containment

        Measures in instituting containment

        Check against the major causes of failure of containment

        Constant check of the effectiveness of containment

    Contingency operations and shifting of preplanned actions

        There must be latitude for shifts in operations provided by sufficient backups, and

           preplanning for most contingencies.

        Be prepared for sudden shifts in rules, projected occurrences, order of presentation some

          of which may totally change the way in which the operation is handled and played out

          including the possible consequences and needs for security and protection.

        Be constantly prepared to reassess and adjust

  

        Where there is no preplanning and a lack of supplies or command for certain

        contingencies, there must be the ability, backed up by training and experience,

        to take the initiative and the responsibility on the local level if lives are to be

        saved or the goals of the operation are to be realized.

    Decision making

        Constantly check for clear chain of command without overlap from other groups, agencies

           or individuals with an interest or legal right to intercede. These should be included as

           detailed lines of approval within the chain and not pose as unplanned decision makers

        Have alternative ways to do each operation accessible both theoretically and

           operationally given changes in the arena or problems encountered

        Always be willing to look at conventional wisdom as well as alternative and even highly

           criticized theories.

        Preplan all possibilities including those not generally accepted by conventional wisdom

          and general knowledge of the field.

    Feedback

        Continual input of open information channels 

        Where public policy is involved, keep open well advertised public forums and capability

           for response and question-asking along with follow-up and review by those making the           

           decisions.

       Always have instant feedback capabilities to the participants from the decision makers in

          order to provide information, timing, and change in direction or operation.

 

 

             

Recovery

    Recovery should always be preplanned since any operation entails the possibility of some              

    form of negative risk, feedback, change in the parameters of 'business as usual', and there

    must be sufficient planning to guarantee continuity.  We usually think in terms of disaster    

    recovery, but in fact any large scale operation carries with it the potential of disruption,

    changed fiscal position and liquidity and access to resources, as well as changes in the

    atmosphere in the organization and within the lives of the individuals involved in the

    operation.

 

    Recovery is an ongoing part of any operation and should be meticulously planned prior to an

    incident or initiation of action.  Failure to institute recovery measures and providing for

    continuity during an operation including the necessary personnel and material support and

    expertise to accomplish it in a timely manner can severely compromise the effectiveness

    of a mission.

   

 

Preparing for recovery and continuity

 

    Identification of gaps

        Establishing timing – assessed length of time between breakdown of critical functions and

          failure of sub-mission, length of time to repair or reestablish continuity (6)

        Pre-identification of hazards or risks which will create a lapse in continuity during mission

          critical operations (6)

        Managing for external intrusion and internal compromise

        Develop signs of potential breakdown which, apart from major

          damage due to mission accomplishment and backlash, will

          alert unit of impending breakdown or insufficiency.

    Pre-established alternatives

        Establishing alternative means to perform critical functions

        Formulation of alternative measures to ensure continuity

        Institute redundancies of materials and personnel which can

          immediately fill any gaps in operation occasioned by     

          breakdown, exhaustion of resources, destruction

    Reconstruction

        Pre-planning for executing recovery of (a non-exhaustive listing):

         data still existing on hard drives of computers otherwise destroyed, codes and plans

           needed for continuation, etc.

        Lost or ineffective communication

        Personnel in the arena who are crucial to continuance but who have been compromised

           momentarily for any number of reasons

       Communication links which have been compromised through intrusion by hackers,

           virus/worm attacks or spy programs

       Material assets which have been damaged but are still viable with repair or part

           replacement

       Restoration of communication with those units or service providers and suppliers needed

          for providing continuity                  

       Identify backup or redundant personnel or services prepared to perform recovery

           functions under adverse conditions if necessary    

       Develop protocols for repair and recovery of critical functions.

    Institution of procedures

        Perform regular checks of mission critical functions which should be automatic checks

           where possible,

        Recovery should be accomplished in accordance with preparation.         

        Where there has not been preparation or when the unexpected occurs, the training,

          atmosphere and the command structure should be capable of allowing for innovation,

          independent operation of personal, and acceptance of responsibility at the ground level

          for maintaining continuity.

         Have a cyber incident response (CIRT) plan   

         Make sure that all communications are secure or do not transmit sensitive information

         Provide for remote capabilities in event of main communication breakdown

         Develop strategies for filtering communications which are fraud, intent on disruption

            or misinformation.

         Recovery procedures and alternative means of communication should be instituted   

    Provision for dealing with disorientation, loss of morale, instability

        Provision should be made for group support interaction, individual psychological help,

          debriefing, and reality checks particularly in sensitive missions 

      

    

Wrap-up

    Wrap-up is not just the end of the operation and withdrawal from the field.  It comprises a  

    number of identifiable operations.  In actuality, wrap-up during the operations at the end of

    sub-stages is possible and if handled correctly, effective in  preparation for the next stages

    of the operation

 

    Stabilization

        Make any successes stable and failures mollified or turned to advantage based on

          new perspectives (lessons learned, data generated which can be useful for future

          operations)

    Debriefing

        Debriefing to some extent should always occur for those involved to reduce

           psychological load, to better understand what happened on the individual and

           unit level, desensitization if needed, and learning from individual experiences

           what transpired both physically and psychologically

    Recording procedures

        Recording of experiences and ideas for the next operation

        Replay of crucial operations to learn for future use

        Recording of events from the view point of the participants for

           historical purposes and documentation

        Recording for use in debriefing

    To prevent reoccurrence or provide for greater access

        Analyze and put in place measures which in a disaster will help prevent a reoccurrence

        or ease dealing with it, or to help future missions to operate more effectively

    Analyze

       Analysis of data should be carried out to better understand the causes and lead-ups

          to successes and failures and understanding of gaps in supply and operation

       Editing of real time data transmissions and analyses made during the operation for future

          use and reporting

    Openness

        public relations and reporting

        rewards given for accomplishments

      

 

 

Aftermath

    The aftermath is usually considered to be any operation after the main operation and is  

    therefore downgraded in importance and often performed with scant attention. However, this

    is in many cases a new operation and should be treated as such. Many failures are

    experienced during this phase which often degrade the successes of the 'main' operation or

    in some cases actually saves the operation from its failures. In point of fact, the aftermath

    is often more important than the operation itself since it pre-positions for the next event

    which may be deadlier or costlier or wider spread.

 

    Cleanup

        Cleanup, repair, adjust, re-supply, reposition

    Restart planning process

        Adjust planning for new reality – In many cases none of the old planning is relevant in the

          new situation

    Security

        Instituting forms of security and protection of personnel for the long run in often a top

          priority

        Setting in place security measures and protection of affected populations from internal or

          external forces

        Initiate early warning systems on a number of levels

    Reassess strategies

        Reassess and develop new strategies in all areas to improve early warning, response and

          control 

    Publish data

        Position and make readily available documents and data which will be needed in future       

          actions

    Analysis from unit and command levels

        Analyze the outcome from the point of view of a number of different disciplines.

        Reconstruct sequencing, timing, availability of materials, personnel and knowledge

           available.

        Have different parts of the analysis team focus on a different aspect of the operation and

          provide for feedback and interconnectedness of teams and members during the analysis

          process.

        Gather all possible data and, where appropriate, materials involved and arrange for their

          storage, security and safekeeping against all forms of intrusion, or disturbance.

        Do not allow concentration on any failed portion of an operation to cloud all the factors

           which might have contributed to the incident as it occurred.

 

 

  

Review, evaluation, reconstruction and critique

    While part of this is accomplished in a number of ways in the   

    wrap-up, this is an ongoing process which many have little or

    nothing to do with the participants in the operation but with the

    overall successes or failures.  In some cases this stage takes

    years to complete.

 

    Context

        Some of the events and data can only be understood within the context of a timeline often

          running years before and after an event.

    Reconstruction

        Reconstruction of what occurred and the reasons for successes and failures by the system

          itself improves the future response of the system in general.  Such reconstruction can be

          the basis for reorganization and the changing of suppliers, equipment, data and

          command flows, information gathering and use processes within the organization.

       This is also a basis for learning and identifying best procedures 

    Critique and investigation panels

        Set up criteria for the review and critique

        This should be conducted by outside and independent sources provides the basis for

          comprehensive understanding of the operation.  This will often (if not always) highlight

          areas not seen or looked at by all internal critiques and reconstructions 

        If the operation has been publicized, set up a public forum to obtain feedback and critique

          some of which will have perspectives at angles often missed by regular panels. 

        Provide an information database for review and for any personnel who will be part of the

          review process

    Publication 

        Publish reconstructions, critiques and investigations including the successes and failures

          as future guides as well as thoughts on how the operation could or should have been

          accomplished and internal as well as external restructuring

 

 

Links to resources

 

http://www.americanprogress.org/site/pp.asp?c=biJRJ8OVF&b=64326

Center for American Progress 100 Mistakes for the President to Choose From

http://www.afterburnerseminars.com/newsletter/2005/newsletter_200509-2.asp?id=us&source=google  The Six Steps to Mission Planning  A valuable overview of the planning process. May 3, 2004

(3) http://www.techcentralstation.com/092205B.html  The planning Illusion by Arnold Kling

on the value of decentralized improvisation and adaptation when faced with real time problems to be overcome with less emphasis on bureaucratic planning.

http://www.gartner.com/5_about/news/disaster_recovery.html

 The Aftermath: Disaster Recovery and Planning for the Future – Gartner research and analysis about the global information technology industry

http://www.issa.org/PDF/pressroom/IRBestPractices.pdf

New Incident Response Best Practices by Guidance Software

(6)  http://www.fpd.finop.umn.edu/groups/ppd/documents/procedure/operations_plan.cfm

Developing an Operational Continuity Plan  University of Minnesota

(7) http://www.fas.org/irp/doddir/army/p525-70.htm

Military Operations  Battlefield Visualization Concept, Training and Doctrine Command,  Fort Monroe, Virginia 23651-5000 1 October 1995

http://www.redcross.org/services/disaster/0,1082,0_601_,00.html

 Family Disaster Plan developed by the Federal Emergency Management Agency and the American Red Cross.  Family Disaster Planning (PDF File)

Preparing for Disaster (A4600)(FEMA 475) (PDF File)

http://www.nedcc.org/plam3/tleaf33.htm Disaster Planning,

Northeast Document Conservation Center – Technical Leaflet Emergency Management
http://www.usdoj.gov/jmd/irm/lifecycle/table.htm

Systems Development Life Cycle, Guidance Document, Information Resources Management , The Department of Justice January 2003

http://www.foreignaffairs.org/20040901faessay83505/larry-diamond/what-went-wrong-in-iraq.html

What Went Wrong in Iraq By Larry Diamond From Foreign Affairs, September/October 2004

 

                         copyright © J. Morgan Thomas Tel Aviv 2005-2006 all rights reserved